Number of Entities against whom Various Regulatory Actions Initiated under Securities and Exchange Board of India (2019-2020 and 2020-2021) | ||
Regulatory Action Approved by Competent Authority | 2019-2020 | 2020-2021 |
Adjudication Proceedings | ||
Proceedings under Section 11 of SEBI Act | ||
Administrative warning | ||
Enforcement actions under Summary Settlement | ||
Prosecution Proceedings | ||
Proceedings under Intermediaries Regulations |