| Category-wise Number of Complaints Received under Securities and Exchange Board of India (2019-2020 and 2020-2021) | ||
| Categories | 2019-2020 | 2020-2021 |
| Stock Broker | ||
| Depository Participants | ||
| Refund / Allotment / Dividend / Transfer / Bonus / Rights / Redemption / Interest | ||
| Mutual Funds | ||
| PG Portal Received | ||
| Registrars to an Issue and Share transfer Agents | ||
| Collective Investment Scheme | ||
| Investment Adviser | ||
| Corporate Governance/Listing Conditions | ||
| Stock Exchanges | ||
| Prelisting/Offer Document (Shares) | ||
| Price/Market Manipulation | ||
| PACL Committee | ||
| Others | ||
| Depository | ||
| Delisting of securities | ||
| Non-Demat/Remat | ||
| Accounting Manipulation by Listed Companies | ||
| Bankers to an Issue | ||
| Takeover/Restructuring | ||
| Debenture Trustee | ||
| Fake and Forged | ||
| Insider Trading | ||
| Commodity Exchanges | ||
| Buy back of securities | ||
| Portfolio Managers | ||
| Merchant Bankers | ||
| Recovery and Refund Department | ||
| Research Analyst | ||
| Special Enforcement Cell | ||
| Venture Capital Funds | ||
| Enforcement Division | ||
| Prelisting /Offer Document (Debentures & Bonds) | ||
| Alternative Investment Fund | ||
| KYC Registration Agency (KRA) | ||
| Sub-broker | ||
| Price/Volume Manipulation in Commodity Future and Options | ||
| Credit Rating Agencies | ||
| Minimum Public Shareholding | ||
| Miscellaneous Surveillance Issues | ||
| Real Estate Investment Trust | ||
| Spreading Rumours / Buy Sell Tips | ||
| Custodian of Securities | ||
| Infrastructure Investment Trust | ||
| Underwriters | ||
| Foreign Institutional Investors | ||
| Total | ||
